Corporate Finance


We represent private equity and venture funds, wealth management firms, family offices, independent investors, management, portfolio companies, and businesses in managing growth and capital needs.

  • Our corporate finance practice ranges from initial convertible debt and seed rounds through late stage growth rounds, convertible debt, SAFEs, and  complex financial restructuring (representative examples below).
  • We have significant experience reorganizing capital structures to substitute venture and strategic investors, create incentives through warrants, options, restricted stock and equity incentives, and manage growth


  • Adext (Silicon Valley Digital Marketing company) – Initial Series Seed investment and second round capital raise;
  • Amuse Technologies – Seed financing, reorganization and Series A;
  • ATN International – multiple corporate venture transactions and restructuring of joint venture;
  • Brilliant Move (White-glove delivery for “big-box” stores digital application)Initial capital raise;
  • Cloud to Street (Flood mapping application used by UN, World Bank, Asian Development Bank, etc.)Initial capital raises through issuances of SAFEs;
  • Fin/Health Tech Start-up – special counsel in Series A equity placement;
  • FusionIQ (leading SaaS fintech platform) seed financing, convertible debt, Series A;
  • GTY Holdings — special counsel for $642 million offering and business combination and ongoing offerings;
  • Hilco Digital Assets – $10M Series A investment in Squadhelp;
  • Ionblox (Silicon Valley lithium battery developer)Merger and recapitalization; Series A and B rounds;
  • IQvestment LLC (RIA and Fintech Company) – in joint venture and seed rounds funded by private equity group;
  • L Catterton – in multiple growth capital investments in consumer businesses;
  • Merck Ventures (Venture arm of Merck KGaA) – advised regarding prospective U.S. venture investment;
  • Nidus (Expert Opinion Platform for Medical Surgeries) – multiple capital raises;
  • Offshore Venture Capital Group – investment and restructuring of US digital logistic platform;
  • Prelude Growth Partners – in more than 10 venture investment transactions;
  • Relavent (SaaS FDA compliance tool)Series Seed Preferred capital raise;
  • SalterieOne – Mass Capital Growth financing;
  • Trellis LLC – investment raise coupled with joint venture partnerships;
  • Verde Farms LLC – Series A round;
  • Wakelet Limited (UK-based Internet Content Aggregation Site) – seed and follow-on investment rounds;
  • Wyss Center for Bio and Neuro-Engineering (Geneva, Switzerland) – various venture investments in organizations developing new technologies to understand brain functions and treat related diseases.